| Start Date |
May 31, 2010 |
| Schedule |
|
Print >> |
 |
| Category |
Investment Funds |
| Description |
The transfer agency function is a vital component of the investment fund industry,
because it is the interface between a fund and its investors. It is also the official
record-keeping function of shareholder positions. This course describes the many
facets of the transfer agency function in detail. The course is very practical and
includes numerous exercises. |
| Content |
- The transfer agency function and its importance
- Activities belonging to the transfer agency function
- Services provided to fund managers
- Account opening and management (“Know your customer”)
- Prevention of money laundering and terrorist financing in the transfer agency
- Fund distribution
- Order processing
- Types of fund orders
- Settling fund orders
- Fees and commissions
- Corporate actions for funds
- Shareholder communication and fulfilment
|
| Audience |
up to 12 participant(s) |
| Places available ? |
Yes |
| Duration |
1
day(s) |
