The transfer agency function is a vital component of the investment fund industry, because it is the interface between a fund and its investors. It is also the official record-keeping function of shareholder positions. This course describes the many facets of the transfer agency function in detail.
The transfer agency function and its importance
Activities belonging to the transfer agency function
Services provided to fund managers
Account opening and management (“Know your customer”)
Prevention of money laundering and terrorist financing in the transfer agency
Types of fund orders
Settling fund orders
Fees and commissions
Corporate actions for funds
Shareholder communication and fulfilment
2 days for up to 12 participants (a 1-day version is also available)
People working or planning to work in the fund industry who want to understand transfer agency.